EFFAS Position Papers 2008
|
Body |
Submission Date |
Title |
|
CESR |
8 February 2008 |
Proactive: EFFAS FAC on IFRS 8 |
|
CESR |
22 February 2008 |
Proactive: EFFAS MSC on the Unbundling of Financial
Research |
|
EU Commission |
22 February 2008 |
Proactive: EFFAS MSC on the Unbundling of Financial
Research |
|
CESR |
31 March 2008 |
Consultation Paper on The Role of credit rating agencies in
structured finance |
|
IOSCO |
25 April 2008 |
Comments on the IOSCO Technical Committee Consultation
Report on Credit Rating Agencies |
EFFAS Position Papers 2007
|
Body |
Closing Date |
Title |
|
CESR |
15 January 2007 |
Consultation on Use of reference data standard codes in transaction reporting |
|
CESR |
29 January 2007 |
Call for Evidence on the Supervisory Functioning of the Prospectus Directive and Regulation CESR Ref 06-515 |
|
CESR |
02 February 2007 |
2nd set of Draft Guidance on the Operation of the Market
Abuse Directive for public consultation |
|
CESR |
9 February 2007 |
Consultation on The Passport under MiFID |
|
CESR |
9 February 2007 |
Consultation on Inducement under MiFID |
|
CESR |
02 March 2007 |
Consultation on CESR Level 3 Guidelines on MiFID Transaction reporting |
|
CESR |
06 March 2007 |
Call for evidence - non-equities markets transparency |
|
CESR |
16 March 2007 |
Consultation on Best execution under MIFID |
|
CESR |
16 April 2007 |
Clarification of the definitions concerning eligible assets for investment by UCITS: can hedge fund indices be classified as financial indices for the purpose of UCITS? |
|
CESR |
27 April 2007 |
Second consultation on Inducements under MiFID |
|
CESR |
08 May 2007 |
CESR’s technical advice on a mechanism for determining
the equivalence of the generally accepted accounting principles of third
countries |
|
IOSCO |
11 May 2007 |
Code of Conduct for Credit Ratings Agencies |
|
IOSCO |
25 May 2007 |
Market Intermediary Management of Conflicts that Arise in
Securities Offerings |
|
CESR |
25 May 2007 |
Questionnaire on simplified prospectus for retail investors |
|
CESR |
25 May 2007 |
Call for evidence on Key investor disclosures for UCITS |
|
CESR |
25 May 2007 |
Call for evidence on UCITS Distribution |
|
CESR |
08 June 2007 |
Consultation on Non-equity transparency |
|
EU Commission |
29 June 2007 |
Endorsement of IFRS 8 Operating Segments Analysis of
potential Impacts (API) |
|
EU Commission |
15 August 2007 |
Services Directive: Commission consults service providers on
codes of conduct |
|
CESR |
24 August 2007 |
Consultation on Impact Assessment Guidelines for EU Level 3
Committees |
|
CESR |
10 September 2007 |
Questionnaire regarding the Rating of Structured Finance
Instruments |
|
CESR |
14 September 2007 |
Questionnaire on Assessment of CESR’s activities between 2001 and 2007 |
|
CESR |
14 September 2007 |
Call for evidence on possible CESR level 3 work on the Transparency Directive |
|
IASB |
16 November 2007 |
Discussion Paper Preliminary Views on Insurance
Contracts |
EFFAS Position Papers 2006
|
Body |
Closing Date |
Title |
|
EU Commission |
31 January 2006 |
Inter-institutional Monitoring Group |
|
CESR |
31 March 2006 |
CESR´s Consultation Paper on Possible Implementing Measures concerning the Transparency Directive Ref. 06-025. Storage of Regulated Information and Filing of Regulated Information EFFAS Response |
|
CESR |
15 August 2006 |
Questionnaire on the day-to-day application
of the IOSCO Code by the Credit Rating Agencies |
|
EU Commission |
15 September 2006 |
Call for Evidence Pre- and post-trade
transparency provisions of the Markets in Financial Instruments Directive
(MiFID) in relation to transactions in classes of financial instruments other
than shares |
|
CESR |
31 October 2006 |
Call for Evidence evaluation of the
supervisory functioning of the EU Market Abuse Regime |
|
CESR |
27 November 2006 |
Consultation on The list of minimum records in Article 51(3)
of the MiFID implementing Directive |
|
CESR |
30 November 2006 |
CESR’s Issues Paper - Can hedge fund indices be classified as financial indices for the purpose of UCITS? |
|
CESR |
15 December 2006 |
Consultation on the Publication and Consolidation of MiFID Market Transparency |
EFFAS Position Papers 2005
|
Body |
Date Submitted |
Title |
|
CESR |
21 January 2005 |
Consultation on CESR’s draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) Document: CESR 04-562 |
|
CESR |
31 January 2005 |
Consultation on Market Abuse, Level 3 – preliminary CESR guidance and information on the common operation of the Directive Document CESR 04-505; CESR 04-545 |
|
CESR |
1 February 2005 |
Consultation on CESR’s technical advice on possible measures concerning Credit Rating Agencies. Document CESR 04-612b; 04-638 |
|
CESR |
21 February 2005 |
CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements - Call for Opinions. Document CESR 04-689 |
|
CESR |
4 April 2005 |
Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments CESR 05-164 |
|
CESR |
27 May 2005 |
CESR’s revised draft Technical Advice on Possible Implementing Measures of the Transparency Directive Ref CESR 05-267 |
|
EU Commission |
1 August 2005 |
Green Paper on Financial Services Policy (2005-2010) |
|
EU Commission |
15 September 2005 |
Comments to the Commission’s working documents ESC/23/2005 and ESC/17/2005 |
|
EU Commission |
15 November 2005 |
GREEN PAPER on the Enhancement of the EU Framework for Investment Funds |